Investment Advisers Insurance
Protect your investment advisory business from performance disputes, regulatory complaints and data breaches with specialist cover.
Get in touchWhat is investment advisers insurance?
Investment Advisers insurance is a specialist policy designed to protect finance and property professionals from the risks of advising clients, managing transactions and handling sensitive financial data. It typically includes professional indemnity, public liability and cyber liability.
Working in finance and property involves significant professional liability. Incorrect valuations, compliance failures and advisory errors can lead to substantial claims from clients, lenders and regulators.
Find cover options from specialist insurers who specialise in covering finance and property businesses, so your cover reflects the specific risks and regulatory requirements of your profession.
Professional Indemnity
Covers claims arising from investment recommendations that cause a client a financial loss.
Public Liability
Covers injury or property damage claims from clients visiting your office.
Cyber Liability
Covers data breaches involving client portfolio and financial information.
Employers Liability
Required by law if you employ anyone, covering employee injury or illness claims.
Who needs investment advisers insurance?
Discretionary investment managers
Managing client portfolios on a discretionary basis
Advisory investment managers
Making investment recommendations for client approval
Fund managers
Managing investment funds for institutional and retail investors
ESG investment specialists
Advising on environmental, social and governance investment strategies
WHY CECIL
Built differently.
Cover for investment advisers risks
Finance and property work carries significant professional liability. Cecil finds insurers who cover investment advisers specifically and understand the regulatory environment.
Regulatory compliance support
Professional indemnity covers the costs of defending regulatory complaints and investigations. Cecil ensures this is included in your policy.
Cyber protection for financial data
Investment Advisers handle sensitive client data. Cecil makes sure your policy includes cyber liability to protect against breaches and their consequences.
Competitive quotes from specialist insurers
Get your cover options from finance and property insurance specialists. Cover that reflects your profession, not a generic commercial policy.
Common questions about investment advisers insurance
Do investment advisers need professional indemnity insurance?
Professional indemnity is essential for finance and property professionals. It protects you if a client claims your advice or work caused them a financial loss.
What level of professional indemnity do investment advisers need?
Cover levels depend on your regulatory requirements and the value of transactions you handle. Cecil helps you choose the right level for your profession.
Do investment advisers need cyber insurance?
Given the volume of sensitive data handled by finance and property professionals, cyber liability is strongly recommended. It covers breach notification, investigation and regulatory fines.
Does investment advisers insurance cover regulatory complaints?
Yes, professional indemnity covers the costs of defending complaints from regulators, ombudsmen and professional bodies.
Do investment advisers need public liability insurance?
If clients visit your office or you visit properties and sites, public liability covers injury and property damage claims. Many clients require it.
Interested in Investment Advisers insurance?
We will be in contact when Cecil launches.